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Author profile

Scott Sinclair

Scott Sinclair

Scott has been editor of Professional Adviser since 2010.

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Articles by Scott Sinclair

Your profession

Consolidator AFH Financial raises £1.6m for acquisitions

Adviser consolidator and discretionary wealth manager AFH Financial has raised more than £1.6m via a share subscription which it says it will use to finance future acquisitions.

clock 04 April 2014 •

Your profession

Professional paraplanners set for latest 'Powwow'

The latest event in the popular Paraplanner Powwow series is set to take place later this month in Nottingham.

clock 02 April 2014 •

Adviser tips

The seven basic principles of client report writing, by Kim Bendall

The Paraplanners' Kim Bendall shares her seven basic principles for suitability report writing...

clock 02 April 2014 •

Regulation

Advisers' Money Advice Service levy to drop 18%

Financial advisers will contribute £3.7m toward the Money Advice Service (MAS) in 2014-2015, a decrease of almost 18% on the previous year.

clock 31 March 2014 •

Regulation

Adviser FCA fees down 19% after fee block realignment

Financial advisory businesses will contribute £68m to the Financial Conduct Authority's funding requirement for 2014-2015, a near-19% reduction on last year following a re-working of the regulator's fee blocks.

clock 31 March 2014 •

Regulation

FCA to review investment advice suitability

The Financial Conduct Authority (FCA) is to review the suitability of investment advice as part of its 2014-2015 supervisory work, and will also consult on the re-introduction of a 15-year long-stop on complaints.

clock 31 March 2014 •

Regulation

FCA ups funding requirement to £446m

The Financial Conduct Authority (FCA) has increased its annual funding requirement (AFR) - the amount it levies fee payers - for 2014-2015.

clock 31 March 2014 •

Regulation

Call for Wheatley resignation after review 'blunder'

Martin Wheatley, the chief executive of the Financial Conduct Authority (FCA), is facing calls for his resignation after the regulator made an "extraordinary blunder" that hit insurers' share prices, according to reports.

clock 31 March 2014 •

Regulation

FCA may have made 'extraordinary blunder', says Tyrie

The Financial Conduct Authority (FCA) may have made an 'extraordinary blunder' in allowing market sensitive information about its work to reach the public domain ahead of schedule, thereby creating a disorderly market in shares, Treasury Select Committee...

clock 29 March 2014 •

Regulation

Govt commissions independent review of Money Advice Service

The government has agreed to an independent review of the Money Advice Service (MAS) following pressure from the Treasury Select Committee (TSC).

clock 29 March 2014 •
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