Industry Voice: PROD-proofing your business
For many advisers, the PROD regulations (‘Product Intervention and Governance Sourcebook’) introduced by the FCA with MiFID II have sneaked in under the radar. The regulations were introduced in January 2018 and to date many advisers are still unsure of their ability to evidence compliance with these new rules.
At Schroders, we recognise this challenge. To help advisers with their PROD compliance journey, we teamed up with financial services consultancy the lang cat to produce a guide titled ‘How to prod proof...
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