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News

FCA to allow 'temporary flexibility' on SDR naming and marketing rules

Your profession

FCA to allow 'temporary flexibility' on SDR naming and marketing rules

Extension until 2 April 2025

clock 09 September 2024 • 3 min read
Active portfolio numbers down in 'crowded' managed portfolio landscape

Investment

Active portfolio numbers down in 'crowded' managed portfolio landscape

Passive and blended portfolios have been on the up

clock 09 September 2024 • 1 min read
Four individuals face FCA ban and fine over pension transfer advice

Companies

Four individuals face FCA ban and fine over pension transfer advice

Regulator seeks collective £590,544 fine over ‘reckless disregard’

clock 09 September 2024 • 2 min read
FCA sets out improvement areas for AR oversight

Regulation

FCA sets out improvement areas for AR oversight

Regulator slams some principal firms for taking ‘bare minimum’ approach

clock 09 September 2024 • 3 min read
CII on the hunt for executive directors

Companies

CII on the hunt for executive directors

One appointee will help ‘build and maintain public trust’

clock 06 September 2024 • 1 min read
FCA operating costs of £761m spiked again last year

Regulation

FCA operating costs of £761m spiked again last year

Tech investment contributes to £44.8m deficit while fee income increases

clock 06 September 2024 • 2 min read
FCA authorisation cancellations doubled last year

Regulation

FCA authorisation cancellations doubled last year

The regulator also secured nine prosecutions against fraudsters last year

clock 06 September 2024 • 2 min read
Financial planning firm Paradigm Norton names Philippa Hann as CEO

People

Financial planning firm Paradigm Norton names Philippa Hann as CEO

To take on the role in 2025, succeeding Barry Horner

clock 05 September 2024 • 2 min read
Capital gains tax proves a growing concern for advisers

Tax planning

Capital gains tax proves a growing concern for advisers

More than 91% surveyed reported CGT is a greater concern compared to two years ago

clock 05 September 2024 • 3 min read
PFS CEO on a Formula racing-like representation problem

Your profession

PFS CEO on a Formula racing-like representation problem

Does financial planning need its own F1 Academy?

clock 05 September 2024 • 2 min read
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