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News

FCA places numerous restrictions on Nexus IFA and Nexus IM

Regulation

FCA places numerous restrictions on Nexus IFA and Nexus IM

The firms’ director may have taken around £2m from clients

clock 02 February 2023 • 2 min read
Baby steps of crypto regulation not enough to spur industry interest

Investment

Baby steps of crypto regulation not enough to spur industry interest

UK Treasury set out initial regulatin plans for crypto

clock 02 February 2023 • 3 min read
ESG funds swell in numbers despite disclosure failures

Investment

ESG funds swell in numbers despite disclosure failures

Article 8 funds doubled despite disclosure concerns

clock 01 February 2023 • 2 min read
Mattioli Woods and Amati distribute £364k to range of charities

Your profession

Mattioli Woods and Amati distribute £364k to range of charities

Amati Global Investors donates 10% of its profits to charity

clock 01 February 2023 • 1 min read
Q4 rounds off 'tough year' for platform as inflows disappoint

Wrap/platforms

Q4 rounds off 'tough year' for platform as inflows disappoint

Worst quarter since Lang Cat’s records started in 2016

clock 01 February 2023 • 2 min read
Unite sends FCA boss 'Dear CEO' letter over staff pay and morale

Regulation

Unite sends FCA boss 'Dear CEO' letter over staff pay and morale

FCA disputes union's figures and says headcount is growing

clock 01 February 2023 • 2 min read
Advisers pessimistic on 2023 as half predict clients will be worse off

Your profession

Advisers pessimistic on 2023 as half predict clients will be worse off

High inflation and cost of living will hit clients' fortunes this year

clock 01 February 2023 • 1 min read
FCA: Consumer Duty 'very different way of doing regulation'

Regulation

FCA: Consumer Duty 'very different way of doing regulation'

FCA wants Consumer Duty embeded within organisations

clock 01 February 2023 • 2 min read
Treasury sets out 'ambitious' plans to regulate cryptocurrency

Regulation

Treasury sets out 'ambitious' plans to regulate cryptocurrency

Treasurys says plans will create a ‘world-first regime’

clock 01 February 2023 • 2 min read
Fairstone buys Mantle Financial Planning in first acquisition of 2023

Companies

Fairstone buys Mantle Financial Planning in first acquisition of 2023

Deal adds £450m in FUM and 2,000 clients 

clock 01 February 2023 • 2 min read
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