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News

Firm with British Steel advice links under investigation by FSCS

Pensions

Firm with British Steel advice links under investigation by FSCS

Welsh firm Prism Independent Financial Advisers under investigation

clock 18 May 2023 • 1 min read
Former London Capital & Finance CEO receives ten month sentence

Regulation

Former London Capital & Finance CEO receives ten month sentence

Serious Fraud Office releases statement about Michael Thomson

clock 17 May 2023 • 1 min read
PA Retreat: Expect regulator to 'hit hard' on Consumer Duty

Consumer Duty

PA Retreat: Expect regulator to 'hit hard' on Consumer Duty

Regulator has political motivation to ensure Consumer Duty adherence

clock 17 May 2023 • 2 min read
Nucleus posts record profits as it pockets £24m from client cash

Your profession

Nucleus posts record profits as it pockets £24m from client cash

Private equity-owned Nucleus swings to profit since James Hay merger

clock 17 May 2023 • 2 min read
PE-backed Titan Wealth acquires Ravenscroft adding £600m AUM

Companies

PE-backed Titan Wealth acquires Ravenscroft adding £600m AUM

Firm has offices in Peterborough and Bishop’s Stortford

clock 17 May 2023 • 1 min read
Mental Health Awareness Week 2023: Pressures for advisers

Your profession

Mental Health Awareness Week 2023: Pressures for advisers

Almost half of advisers say they are struggling to find motivation

clock 17 May 2023 • 2 min read
FCA on hunt for 'a mindset change' with Consumer Duty

Consumer Duty

FCA on hunt for 'a mindset change' with Consumer Duty

The watchdog will be using its supervisory powers to enforce rules

clock 17 May 2023 • 1 min read
Ferguson: Why should 'shonky' fund managers rule platforms?

Wrap/platforms

Ferguson: Why should 'shonky' fund managers rule platforms?

‘Adviser as platform is a perfectly legitimate model’

clock 16 May 2023 • 5 min read
GBST signs on to power Novia Global platform tech for a further five years

Wrap/platforms

GBST signs on to power Novia Global platform tech for a further five years

Wealth management platform has worked with GBST since its inception

clock 16 May 2023 • 1 min read
Majority of advisers to pass on Consumer Duty costs to clients

Your profession

Majority of advisers to pass on Consumer Duty costs to clients

Survey reveals concerns about the impact of Consumer Duty on fees

clock 16 May 2023 • 1 min read
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