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News

Consumer Duty could fall short in promise to attract new clients

Your profession

Consumer Duty could fall short in promise to attract new clients

The FCA’s new regulation could widen the advice gap, John Porteous says

clock 05 June 2023 • 1 min read
FCA cracks down on three firms evading BSPS redress scheme

Your profession

FCA cracks down on three firms evading BSPS redress scheme

The regulator is ensuring fair compensation for BSPS members

clock 05 June 2023 • 1 min read
Editor's View: The FCA's love language is acts of service...

Adviser tips

Editor's View: The FCA's love language is acts of service...

The editor's Friday Night Takeaway from 2 June

clock 02 June 2023 • 1 min read
FCA greenlights £839m Rathbones/Investec W&I merger deal

Investment

FCA greenlights £839m Rathbones/Investec W&I merger deal

Shareholder approval required following regulator sign off

clock 02 June 2023 • 1 min read
Wren Sterling expands Northern reach as it acquires Callisto Wealth

Your profession

Wren Sterling expands Northern reach as it acquires Callisto Wealth

Strategic move to bolster Wren Sterling's position in the wealth management sector

clock 02 June 2023 • 1 min read
A day in the life of an adviser: Chester-based Frederika Clay

Adviser tips

A day in the life of an adviser: Chester-based Frederika Clay

PA hears how advisers all across the nation structure their workdays

clock 02 June 2023 • 5 min read
'Model behaviour' sees Quilter avoid penalty for Lighthouse/British Steel

Pensions

'Model behaviour' sees Quilter avoid penalty for Lighthouse/British Steel

Comes after Lighthouse Advisory Services was censured last month

clock 01 June 2023 • 2 min read
FCA says it handed down £216m in penalties in 2022/23

Your profession

FCA says it handed down £216m in penalties in 2022/23

FCA reveals it is investing in technology to improve investigations

clock 01 June 2023 • 1 min read
Over three-quarters of advisers face rising costs ahead of Consumer Duty

Your profession

Over three-quarters of advisers face rising costs ahead of Consumer Duty

Spending on new technology ahead of regulation leads to soaring bills

clock 01 June 2023 • 1 min read
Jersey asset manager buys Manx advice firm Thornton Associates

Your profession

Jersey asset manager buys Manx advice firm Thornton Associates

Planning firm has around £121m in assets under advice

clock 01 June 2023 • 1 min read
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