News

Further three advice firms receive top CISI excellence accreditation

Your profession

Further three advice firms receive top CISI excellence accreditation

Oak Four, Santorini Financial Planning and Empower Partners named

clock 18 July 2023 • 1 min read
Vulnerable clients the focus of new Quilter adviser offering

Consumer Duty

Vulnerable clients the focus of new Quilter adviser offering

Offering comes as the FCA’s Consumer Duty deadline approaches

clock 18 July 2023 • 1 min read
FCA revokes adviser's permission after failure to submit returns

Your profession

FCA revokes adviser's permission after failure to submit returns

Denis Armitt can no longer carry out any regulated activities

clock 18 July 2023 • 1 min read
State Street Global Advisors to manage new Foster Denovo funds

Your profession

State Street Global Advisors to manage new Foster Denovo funds

Foster Denovo will offer ‘broader investment options’ to its advisers

clock 18 July 2023 • 1 min read
FCA delays SDR policy statement until end of 2023

Your profession

FCA delays SDR policy statement until end of 2023

SDR forms part of the FCA's plan to stamp out greenwashing

clock 18 July 2023 • 2 min read
Schroders UK Platform Awards 2023: Vote for your favourite platform

Platforms

Schroders UK Platform Awards 2023: Vote for your favourite platform

Awards will be held on 19 September at the London Hilton on Park Lane

clock 18 July 2023 • 1 min read
Hargreaves Lansdown chair rumoured to have resigned under pressure

Investment

Hargreaves Lansdown chair rumoured to have resigned under pressure

Reports are circling regarding Deanna Oppenheimer's position

clock 17 July 2023 • 1 min read
'Sexism in the city': Parliament calls on firms for evidence

Your profession

'Sexism in the city': Parliament calls on firms for evidence

The financial services sector has until 1 September to submit evidence

clock 17 July 2023 • 1 min read
FCA warns about advice 'influencers' with new social media proposals

Your profession

FCA warns about advice 'influencers' with new social media proposals

New guidance aimed at combatting illegal financial promotions

clock 17 July 2023 • 3 min read
Kingswood-owned DFM IBOSS surpasses £2bn in assets under influence

Your profession

Kingswood-owned DFM IBOSS surpasses £2bn in assets under influence

The asset manager benefits from a ‘larger team’

clock 17 July 2023 • 1 min read