The latest upper-tribunal news for financial advisers and intermediaries from Professional Adviser

Thomas Llewellyn Kalaris deemed ‘not fit to be a senior manager’

28 August 2024 • 2 min read

Kingsbridge Capital under scrutiny from the FCA over membership fees

28 April 2023 • 1 min read

‘Poor sales practices’

29 July 2022 • 2 min read

FOI reveals

27 October 2020 • 2 min read

Penalty of £400,000

10 April 2019 • 1 min read

'Not fraud'

07 November 2018 • 8 min read

FSCS paid out £55.6m

01 August 2018 • 2 min read

Agent to nine of Arsenal's '89 league winners

26 July 2018 • 1 min read

For failings at Financial Ltd

09 August 2017 • 2 min read

Upper Tribunal