Upper Tribunal upholds Charles Palmer ban and fine

For failings at Financial Ltd

Tom Ellis
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Upper Tribunal upholds Charles Palmer ban and fine

The Upper Tribunal has upheld the regulator's decision to ban Charles Palmer, ex-CEO of adviser network Financial Limited, and to fine him £86,691.

The Upper Tribunal upheld the Financial Conduct Authority's (FCA) claims that Palmer has "failed to act with due skill, care and diligence" while serving at the helm of the adviser network, which includes...

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