Suitability

Regulation

APFA publishes 'less is more' suitability guidance

Follows FCA's smarter communications work

clock 13 December 2016 • 3 min read

Managed solutions

'Don't index in multi-asset just for the sake of it' - Justin Onuekwusi

Third of five videos with LGIM multi-asset team

clock 04 December 2016 • 2 min read

Managed solutions

The 'four pillars' of multi-asset investing - Justin Onuekwusi

Second of five videos with LGIM multi-asset team

clock 29 November 2016 • 2 min read

Regulation

Paraplanner insight: What the FCA really wants from suitability reports

Cathi Harrison outlines tips for advice firms

clock 20 June 2016 • 3 min read

Regulation

FCA's Percival: Why we won't issue adviser checklists

Regulator is not 'prescriptive', says technical specialist

clock 04 March 2016 • 3 min read

Investment

Warning sounded on suitability failings in portfolio risk-matching

Report warns of risk-ratings mis-match

clock 15 February 2016 • 3 min read

Regulation

Suitability: What the FCA wants (and expects) from advisers

FCA sets out examples of good practice

clock 26 January 2016 • 4 min read

Regulation

Mattioli Woods: Stop squeezing alternative assets out of SIPPs

Self-invested personal pensions (SIPP) should not buckle under regulatory pressure to become plain vanilla share class wrappers as clients need diversification in their portfolios, Mattioli Woods has said.

clock 25 September 2015 •

Investment

Ten times to remember clients' 'buy and forget' funds

When you need to revisit the long term plays you thought you could forget...

clock 14 July 2015 •

Regulation

MMR review: FCA flags advice risk in overly rigid use of rules

Most customers are receiving suitable mortgage advice but some firms rely too heavily on tightly structured processes, which force their advisers to bend information to give supposedly 'suitable advice', the regulator has found.

clock 09 July 2015 •