Paraplanner insight: What the FCA really wants from suitability reports
Cathi Harrison outlines tips for advice firms
What exactly does the FCA want from advice firms when it comes to suitability reports? Cathi Harrison looks at the key themes to emerge from the regulator's Positive Compliance workshops ...
The Financial Conduct Authority (FCA) is in the process of gathering 1,000 client files from about 700 advice firms, in an exercise focusing on the suitability of advice. While the file requests are...
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