What exactly does the FCA want from advice firms when it comes to suitability reports? Cathi Harrison looks at the key themes to emerge from the regulator's Positive Compliance workshops ...
The Financial Conduct Authority (FCA) is in the process of gathering 1,000 client files from about 700 advice firms, in an exercise focusing on the suitability of advice. While the file requests are...
Spike during first lockdown
Covid-19 and cognitive decline
'Cannot normalise this level of loss'
Plus online scams
Regulator 'follows not leads'
From the horse's mouth