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RMAR

Your profession

'The FSA was right to investigate my firm' - Three IFAs tell their stories

Three past and present IFAs have broken the taboo on talking about their encounters with an FSA investigation team. Laura Miller discovers an industry divided between suspicion of the rule maker and fair-minded support for the rules...

clock 21 April 2011 •

Regulation

Six firms banned for RMAR submission failures

Two mortgage brokers are among six firms that have had their permissions cancelled by the FSA after failing to submit their Retail Mediation Activities Returns (RMAR).

clock 06 January 2011 •

Technology

FSA's Gabriel system breaks under pressure

The FSA's latest reporting system for intermediaries, Gabriel, has been suspended due to technical glitches.

clock 27 October 2008 •

Mortgages

Paradigm provides extra compliance help for members

Paradigm Mortgage Services has today launched a new quarterly compliance newsletter, Target.

clock 07 October 2008 •

Technology

IFAs offered e-commission solution to RMAR

Advisers can receive commission statements electronically and match them against their expected income after the latest launch by IFA technology provider Plum Software.

clock 15 April 2008 •

Your profession

FSA consults on RMAR crackdown

The FSA may levy an administrative charge on firms that persistently submit poorly completed Retail Mediation Activities Returns (RMARs).

clock 08 November 2007 •

Your profession

FSA banned 151 small firms in 2006/07

The Financial Services Authority banned 151 small firms from carrying out regulated activities in 2006/07.

clock 13 April 2007 •

Your profession

IFA comments: FSA should treat us fairly

Last week's revelation of an IFA firm's difficulties with the Financial Services Authority, caused by a mistakenly-filed RMAR, provoked a flurry of reader responses.

clock 11 August 2006 •

Your profession

FSA says 'pay up' despite fees mistake

The Financial Services Authority is in the dock again over its treatment of IFAs regarding Retail Mediation Activities Returns as another firm has complained of poor treatment at the hands of the regulator.

clock 11 August 2006 •

Technology

You can interact with IFAonlineTV

IFAonline has launched a new interactive service which allows you to contribute to the debate in our regular editions of IFAonlineTV.

clock 19 May 2006 •
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