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regulatory fees

Regulation

FCA pledges to address 'good guys pay' FSCS funding model

A further review of the funding model for the Financial Services Compensation Scheme (FSCS) - scheduled to begin later this year - will focus on making the system fairer for IFAs, the Financial Conduct Authority (FCA) told MPs today.

clock 21 October 2015 •

Regulation

APFA: Exclude unregulated products from FOS and FSCS

An unregulated activity 'should not be part of any regulatory body's remit', adviser body says

clock 16 October 2015 •

Regulation

Adviser lobbies MP over 400% regulatory fee hike

‘How can a small business sustain this financial abuse?'

clock 12 October 2015 •

Regulation

Personal Touch hikes member fees after 38% regulatory levy rise

Adviser network Personal Touch Financial Services has written to members informing them of a planned fee increase after suffering what it called "indiscriminate" increases to its regulatory costs.

clock 04 September 2015 •

Regulation

APFA: Almost all advisers see pension freedom enquiries

Almost all advisers have received enquiries for retirement advice as a result of the government's pension freedom reforms, according to latest research by the Association of Professional Financial Advisers (APFA).

clock 01 September 2015 •

Regulation

Talking Heads: Should advisers include 'cost of regulation' in fees breakdown?

Should advisers include 'cost of regulation' in fees breakdown?

clock 21 August 2015 • 5 min read

Regulation

'Outraged' IFA petitions FCA for independent review of adviser regulation

A petition is demanding soon-to-be acting head of the Financial Conduct Authority (FCA) Tracey McDermott enact an independent review of advice firm regulation, after an IFA was forced to pay a 320% increase in his Financial Services Compensation Scheme...

clock 24 July 2015 •

Regulation

FCA bonuses a 'slap in the face' while FSCS levies rise and rise

Bonuses reward executives for hitting specific goals - Sheriar Bradbury asks what goals has the FCA met?

clock 06 July 2015 •

Wrap/platforms

Functionality and cost most important in 'increasingly sticky' platform market

Functionality and cost remain the only real drivers behind advisers wanting to switch platforms in an otherwise increasingly ‘sticky' market, a survey has found.

clock 26 June 2015 •

Regulation

FCA defends adviser levy as it confirms £75m bill for 2015-2016

The Financial Conduct Authority (FCA) has defended the methods it uses to calculate advisers' contribution to its annual costs as fair and proportionate, as it confirmed a 10% hike for firms for 2015-2016.

clock 23 June 2015 • 3 min read
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