Referrals
Regulation
A financial advisory business can permit its advisers to refer clients to specialist colleagues within the company and remain independent, following an about-turn by the Financial Conduct Authority (FCA).
25 September 2014
•
Long Term Care
Only 13% of over 45s would consider seeking help from a financial adviser with their care funding, despite more than half stating they are confused by the subject, according to research.
07 August 2014
•
Your profession
Five ways family lawyers and financial advisers can help each other's businesses
04 June 2014
•
Adviser tips
Inspire marketing consultant Carrie Bendall reveals how to achieve this time and again.
01 May 2014
•
Regulation
Advisers will be able to receive payments from discretionary fund managers (DFMs) that they referred business to pre-Retail Distribution Review (RDR) but will be banned from receiving such payments for new business, the Financial Conduct Authority (FCA)...
04 July 2013
•
RDR
Firms offering restricted advice are spreading "propaganda" about the apparent difficulties of meeting the Financial Services Authority's (FSA's) new independence rules, according to consultant David Severn, a former head of investment business policy...
02 October 2012
•
RDR
The Law Society has urged the Solicitors Regulation Authority (SRA) to rethink proposals to allow referrals to restricted advisers, warning of a 'clear risk' to law firms.
28 September 2012
•
