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RDR

RDR

National IFA chief calls for end to advice 'middle ground'

Chris Smallwood, the chief executive of Openwork-owned national IFA 2plan, has called on the regulator to crack down on what he said were 'misleading' terms used by some restricted advice firms to describe their services.

clock 03 March 2014 •

Adviser tips

Best-kept secrets: How interim managers can help advisers

Is interim management one of the best-kept secrets of financial advice firm prinipals?

clock 27 February 2014 •

Regulation

European advisers have it easier - Zurich Life

Financial advisers operating in Europe are less strictly regulated than their UK counterparts yet consumers are still afforded the same degree of protection, according to Zurich Life government affairs principal Matt Connell.

clock 26 February 2014 •

Distributors

Nottingham BS to offer whole-of-market mortgage advice in-branch

Nottingham Building Society is to offer whole-of-market mortgage and protection advice across its branch network.

clock 24 February 2014 •

Regulation

Advisers urged to address latent demand for advice

There is an increasing need to educate the public on the value of face-to-face professional financial advice, according to the Chartered Insurance Institute (CII).

clock 14 February 2014 •

Your profession

Purchasers of IFA businesses are going for a land grab - consultant

Purchasers of IFA businesses are taking advantage of a "once in a lifetime land grab" as the impact of increased regulation pushes traditional advisers out the industry, according to a consultancy firm.

clock 11 February 2014 •

Adviser tips

Lone rangers: Thinking about going directly authorised?

Are advisers better off directly authorised?

clock 05 February 2014 •

Your profession

When is guidance advice - will the FCA review help?

The arrival of RDR has focused attention on "direct to consumer" propositions but regulatory uncertainty is holding back developments which could be beneficial to consumers, says Bruce Moss.

clock 04 February 2014 •

RDR

MPs grill Wheatley over web-based 'advice'; consultation due next quarter

Financial Conduct Authority (FCA) chief executive Martin Wheatley struggled today to answer calls from the Treasury Select committee (TSC) for clarity around advised and non-advised online sales.

clock 04 February 2014 •

Alternative Investments

Why 2013 was a tricky one for alternative investments

A N Other

clock 31 January 2014 •
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