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IFA

Regulation

MAS refers 0.2% of users to regulated financial advice

The Money Advice Service (MAS) referred just 0.2% of its 1.3 million users to regulated financial advice last year, it has been revealed.

clock 15 August 2012 •

Income

Better Retirement Group launches The Retirement Academy

A new website called The Retirement Academy has been launched to help advisers with retirement queries and research in the approach to RDR.

clock 02 August 2012 •

Pensions

Dentons launch technical service for advisers

Dentons Pension Management has launched a new technical service to help advisers with SIPP and SSAS queries.

clock 02 August 2012 •

Regulation

Adviser jailed over £400k client theft

A Bradford-based financial adviser has been jailed after a court found him guilty of stealing almost £400,000 from four vulnerable clients over a 16-year period.

clock 02 August 2012 •

Your profession

IFA awarded £25k after winning 'drunken client abuse' tribunal

An IFA who was sacked after an allegation that she drunkenly abused a client has won her two-year unfair dismissal battle with her former employer and been handed £25,000 compensation.

clock 31 July 2012 •

Investment

How has austerity hit retired clients?

Fiona Murphy asks IFAs how government austerity measures have affected clients' retirement planning.

clock 31 July 2012 •

Regulation

DIY investing set to rocket post-RDR - research

IFAs expect DIY investing to rocket post the Retail Distribution Review (RDR), but the number that think this will cause problems for their clients has fallen year on year, according to research.

clock 27 July 2012 •

Regulation

Shareholder rallies against Lighthouse concession

A key Lighthouse shareholder has urged others to vote against the group's proposal to delist from AIM, arguing that concessions made in a statement this morning do not make a 'jot of difference' to the situation.

clock 24 July 2012 •

Regulation

Accountants to refer to 'restricted' advisers

The leading accountants' trade body is to redraft its code of ethics and allow members to refer clients to restricted advisers on a case-by-case basis after the Retail Distribution Review (RDR).

clock 23 July 2012 •

RDR

James Hay MD apologises for 'heavy handed' ex-Honister adviser letter

The managing director of James Hay has apologised to ex-Honister advisers for a ‘heavy handed' letter sent direct to their clients indicating they could appoint a new adviser while theirs awaited re-authorisation.

clock 19 July 2012 •
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