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IFA

Regulation

A fifth of IFAs expect 'significant' increase in regulatory fines

A fifth of IFAs expect to see a "significant" increase in the number and size of fines inflicted on the financial services sector over the next five years, according to research.

clock 15 July 2013 •

Regulation

FCA cancels IFA's permissions for failing to act in clients' interests

The Financial Conduct Authority (FCA) has cancelled the permissions of independent financial adviser Martin Richard Moseling, trading as Blenheim Financial Services, for failing to act in clients' interests.

clock 15 July 2013 •

Investment

NEST tells IFAs: act now or risk missing 'great AE opportunity'

Advisers should finalise and promote their auto-enrolment proposition now or they risk missing a "great opportunity", according to NEST.

clock 12 July 2013 •

Investment

Stafford House acquires Taunton-based IFA firm

Somerset-based Stafford House Investments (SHI) has completed its acquisition of the financial advisory business of AC Mole & Sons.

clock 08 July 2013 •

Your profession

Financial advice? We'll go it alone, say over-55s

Eighty five per cent of over-55s said they preferred the "do it yourself" approach when it came to financial decisions, according to a survey.

clock 27 June 2013 •

Your profession

Survey highlights 'alarming' short-term outlook in financial planning

A survey carried out by independent financial advice firm deVere has highlighted a trend in short-term financial planning among potential new clients for advisers.

clock 26 June 2013 •

Your profession

Openwork: mid-market IFAs to disappear in three years' time

Mid-market independent financial advisers could start to disappear in as little as three years' time as regulatory changes and market pressures start to bite, according to a senior figure at Openwork.

clock 25 June 2013 •

Your profession

AFH continues acquisition trail with take over of Shape Financial

Bromsgrove-based independent financial advice firm AFH has acquired Somerset-based IFA Shape Financial in what marks the fourteenth acquisition by the firm since its flotation.

clock 24 June 2013 •

Investment

IFAs branded 'parasites' by pension consultant

Independent financial advisers were described as "parasites" by a consultant at the Pensions and Benefits Show.

clock 12 June 2013 •

Your profession

Polarised adviser firms report record profits and losses

There is a huge and widening gulf between firms making outstanding profits and those losing money, according to research released today.

clock 05 June 2013 •
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