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IFA

RDR

IFA builds exec-only offering for sub-£50k clients

A Berkshire-based IFA is in the process of building an execution-only offering for existing clients with investable assets of £50,000 or less, but who no longer want to engage with the firm's advice process.

clock 30 July 2013 •

Regulation

FCA cancels permissions of IFA firm Churchill Securities

The Financial Conduct Authority (FCA) has cancelled the permissions of Somerset-based IFA firm Churchill Securities after it failed to co-operate with the regulator.

clock 26 July 2013 •

Your profession

UK needs 5,000 extra advisers - Standard Life

The UK needs about 5,000 extra financial advisers to cope with the rising demand for retirement advice, research from Standard Life concludes.

clock 23 July 2013 •

Regulation

A fifth of IFAs expect 'significant' increase in regulatory fines

A fifth of IFAs expect to see a "significant" increase in the number and size of fines inflicted on the financial services sector over the next five years, according to research.

clock 15 July 2013 •

Regulation

FCA cancels IFA's permissions for failing to act in clients' interests

The Financial Conduct Authority (FCA) has cancelled the permissions of independent financial adviser Martin Richard Moseling, trading as Blenheim Financial Services, for failing to act in clients' interests.

clock 15 July 2013 •

Investment

NEST tells IFAs: act now or risk missing 'great AE opportunity'

Advisers should finalise and promote their auto-enrolment proposition now or they risk missing a "great opportunity", according to NEST.

clock 12 July 2013 •

Investment

Stafford House acquires Taunton-based IFA firm

Somerset-based Stafford House Investments (SHI) has completed its acquisition of the financial advisory business of AC Mole & Sons.

clock 08 July 2013 •

Your profession

Financial advice? We'll go it alone, say over-55s

Eighty five per cent of over-55s said they preferred the "do it yourself" approach when it came to financial decisions, according to a survey.

clock 27 June 2013 •

Your profession

Survey highlights 'alarming' short-term outlook in financial planning

A survey carried out by independent financial advice firm deVere has highlighted a trend in short-term financial planning among potential new clients for advisers.

clock 26 June 2013 •

Your profession

Openwork: mid-market IFAs to disappear in three years' time

Mid-market independent financial advisers could start to disappear in as little as three years' time as regulatory changes and market pressures start to bite, according to a senior figure at Openwork.

clock 25 June 2013 •
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