FSA
Regulation
The Financial Services Authority (FSA) has fined adviser Donald McKee Morgan £335,204 for insurance fraud.
11 May 2012
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Regulation
The Financial Services Authority (FSA) has fined Martin Currie Investment Management Limited and Martin Currie Inc £3.5m for failing to manage a conflict of interest between two clients.
10 May 2012
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Regulation
The regulator has set out the circumstances under which the new Financial Conduct Authority (FCA) will exercise its temporary product intervention powers.
09 May 2012
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Regulation
The Complaints Commissioner has rejected a complaint from a consumer that the Financial Services Authority (FSA) failed to adequately monitor his financial adviser, who he claimed had given him unsuitable advice.
09 May 2012
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Regulation
Conservative big-hitter David Davis MP has given a cautious welcome to the Financial Services Authority's (FSA's) Arch Cru redress scheme, although he has warned it may be harsh on financial advisers.
08 May 2012
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Regulation
A man convicted of insider dealing has been ordered to pay more than half a million pounds in a confiscation order.
08 May 2012
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