FSA

The FSA has fined and banned a former UBS employee for helping cover-up unauthorised trading losses.

Hector Sants, chief executive of the FSA, is warming to suggestions he could become deputy governor at the Bank of England under a Tory Government.

There has been much speculation on where new FSA regulations on capital adequacy will leave adviser firms.

Schroders' Richard Buxton believes the RDR could flush-out managers who simply track their index while charging hefty management fees.

The FSA says it is not blocking self-employed and contract workers from getting a mortgage by banning self-cert products.

The FSA has banned a mortgage broker for fraud and concealment of governance arrangements.

Less complexity and greater financial literacy is what is needed in the pension industry, not more choice, says shadow pensions minister Nigel Waterson.

The FSA has proposed implementing a minimum £1,000 fee for all regulated firms, as part of reforms to its levy calculations.

Jubilee Financial Products has cancelled the Early Redemption Plan Issue 4 after it failed to meet with new FSA guidelines.

New recruit Gillian Mackenzie discusses the importance of qualifications.