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FSA

RDR

RDR may mean more expensive, less accessible advice - Tory MP

People who really need good financial advice risk being shut out by FSA-led industry reforms, shadow pensions minister Nigel Waterson says.

clock 18 November 2009 •

Regulation

Age no threat to exam success - CISI

Age is no barrier to attaining further qualifications, results from the latest round of Chartered Institute for Securities and Investment (CISI) exams suggests.

clock 17 November 2009 •

Regulation

FSA fines former stockbroker £24,000 for insider dealing

The FSA has fined a former Pacific Continental Securities UK stockbroker £24,000 for insider trading.

clock 17 November 2009 •

Property Investment

Skandia removes La Salle from Reits mandate

Skandia has appointed Cohen & Steers to manage its $300m Reits Global Property Securities fund in place of La Salle Investment Management, which had run the fund since its launch in 2005.

clock 17 November 2009 •

Mortgages

Self-cert exodus prompts move to secured loans

Mortgage brokers are flocking to secured loan providers in a bid to find alternative funding for clients hit by the withdrawal of lenders from the self-cert market.

clock 17 November 2009 •

Investment Trusts

Advisers crucial to future of investment trusts-JPMorgan

Over a third (35%) of investment company directors say advisers are fundamental to developing a larger retail shareholder base for investment trusts, suggests a survey by JPMorgan.

clock 16 November 2009 •

Regulation

Banks to fund UK financial education

Consumers will get lessons in financial awareness paid for by banks in plans expected in the Queen's Speech this week.

clock 16 November 2009 •

Regulation

FSA granted additional powers to punish white collar crime

A raft of new measures designed to give regulators more power in tackling city crime are to be unveiled in the Queen's Speech this week.

clock 16 November 2009 •

Mortgages

FSA will tighten arrears rules next year

The FSA is set to tighten its rules on how lenders deal with mortgage arrears and repossessions.

clock 13 November 2009 •

RDR

Platforms must address transparency issues - Novia

Platforms risk being undermined by a lack of transparency and must address some crucial questions if the RDR is to be effective, warns Novia.

clock 13 November 2009 •
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