professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • PA360 Watchlist

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FSA

Regulation

Expect a future 'bias to conservatism' - FSA

Light-touch regulation and a belief in the fundamental rationality of the market will be replaced by a "bias towards conservatism", says Lord Turner, chairman of the FSA.

clock 24 November 2009 •

Your profession

FSA assesses impact of floods on firms

The FSA has assessed the impact severe weather, including flooding, would have on regulated firms.

clock 23 November 2009 •

Regulation

FSA to issue PPI response in New Year

The FSA says it will issue a policy statement on responses to its consultation on payment protection insurance (PPI) next year.

clock 23 November 2009 •

Regulation

Spending watchdog to investigate FSA

The Government's spending watchdog, the National Audit Office (NAO), is to investigate the FSA.

clock 23 November 2009 •

Regulation

FSA bans former mortgage broker for fraud

The FSA has banned mortgage broker Rashid Farid following his jail sentence earlier in the year for conspiring to commit fraud.

clock 20 November 2009 •

Regulation

FSA must 'urgently reconsider' capital adequacy plans- AIFA

FSA plans requiring IFAs to hold capital of at least three months of their annual fixed expenditure risk the sustainability of the sector, warns the Association of Independent Financial Advisers (AIFA).

clock 20 November 2009 •

Your profession

FSA issues small firms long-stop warning

The FSA today threatens "follow-up action" against firms considering inserting a long-stop clause into their terms of business (ToB).

clock 19 November 2009 •

RDR

Firms warned against building trail business pre-RDR

The FSA yesterday warned it will take a "dim view" on any adviser firm seeking to build trail business in a bid to "get around" its adviser charging proposals.

clock 19 November 2009 •

Your profession

Banks should not pay for finance education - BBA

Banks are unhappy with suggestions they should pay additional levies to fund financial education in the UK.

clock 18 November 2009 •

Your profession

Queen's Speech: FSA to gain new powers over bank bonuses

Legislation to control bonuses and improve corporate governance in the finance sector will be implemented in the next Parliamentary year, the Queen said today.

clock 18 November 2009 •
278279280
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fsa