FSA
Your profession
Hanging in limbo is not a position anyone would want to find themselves. However, this is exactly the uncomfortable situation hundreds of advisers are currently in.
22 February 2010
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Investment
A Kent-based asset manager was forced to change two client contract terms which said it could up charges without telling its customers.
22 February 2010
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Protection
Attempts by Royal London to rescue Royal Liver are still in the "very early stages", the mutual insurer says.
22 February 2010
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Your profession
Care to hazard a guess at how many mortgage brokers have been banned by the FSA in the last three years? It's the Week in Numbers.
19 February 2010
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Investment
Semperian, a £1.3bn property fund spun out of Land Securities, has pleaded guilty to an FSA charge of failing to ask for the regulator's approval when it bought an FSA registered business.
18 February 2010
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uncategorised
Matt Ward, wealth management consultant at Defaqto, on how IFAs have responded to the FSA's SIPP review.
18 February 2010
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Long Term Care
Faced with prohibitively expensive products, advisers are shunning long-term care.
18 February 2010
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Regulation
The FSA has forced stockbroking firm Wills & Co to retrain its advisers and prevented it from giving investment advice because of poor sales practices.
17 February 2010
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Regulation
Lifemark, the life settlement vehicle embroiled in the collapse of Keydata, has been given a further six months to restructure.
16 February 2010
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Regulation
The British Insurance Brokers' Association (BIBA) has hit out at the industry's regulators for imposing what it calls ‘disproportionate' fee hikes and one-off levies on its members.
16 February 2010
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