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FSA

Regulation

Two arrested as FSA insider dealing probe continues

Two people were arrested in London today as part of an FSA insider dealing investigation.

clock 02 November 2010 •

Your profession

FSA warns of Adair Turner e-mail scam

The FSA is warning investors and IFAs to beware of an e-mail swindle in which scammers pretend to be watchdog chairman Lord Adair Turner.

clock 28 October 2010 •

uncategorised

Pension switching: How to keep the FSA happy

What IFAs need to do to keep the regulator happy when advising on pension switching

clock 28 October 2010 •

RDR

Time for greater clarity on RDR

RDR issues - part one

clock 28 October 2010 •

Your profession

FSA tells website copycat victims to seek legal help

IFA victims of a website copying scandal have been told to rely on lawyers rather than the regulator or professional bodies' codes of ethics to discipline the thieves.

clock 28 October 2010 •

Your profession

FSA rejects plan to overhaul fees policy

The FSA has rejected proposals to base its annual fees for intermediaries on the amount of revenue they receive relative to providers.

clock 26 October 2010 •

Your profession

FSA mulls new fee block for firms holding client assets

The FSA is proposing scrapping its current A12 and A13 fee blocks, which encompass advisers, to create a much wider reaching category for firms holding client assets.

clock 26 October 2010 •

Structured Products

Why are struc prods as closely guarded as the KFC recipe?

IFA Howard Bullock explains why structured product providers need to stop guarding their offerings like a special sauce if they want to win over advisers.

clock 26 October 2010 •

Income Protection

Outlook for Income Protection positive says IPTF

Income protection insurance sales will increase in importance as a result of FSA scrutiny and the Spending Review the Income Protection Task Force (IPTF) has said.

clock 25 October 2010 •

Mortgages

FSA fights back after lender criticism of MMR

The regulator this week hit back at CML claims almost four million borrowers would have been denied a mortgage if Mortgage Market Review (MMR) proposals had been in force between 2005 and 2008.

clock 22 October 2010 •
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