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FSA

Regulation

FSA replaces supervision and risk units as transition begins

The FSA today reached its "first milestone" in the transition to the new regulatory structure by replacing its supervision and risk units.

clock 05 April 2011 •

Your profession

We telephone the FSA's Money Advice Service

The launch this week of the FSA's Money Advice Service was met with a healthy dose of cynicism, with some even seeing it as a potential threat to IFAs. Rahul Odedra put in a call to find out...

clock 05 April 2011 •

Regulation

Myners raises IFA cap ad query in Lords

Former financial services secretary Lord Myners has called for a review into the minimum capital requirements for IFAs not holding client money.

clock 01 April 2011 •

Your profession

Sants and Hoban to spend day as IFAs

FSA chief executive Hector Sants and Treasury financial secretary Mark Hoban are to spend a day with a Sussex IFA in a bid to "better understand" the advice sector.

clock 01 April 2011 •

RDR

AIFA raises simplified advice concerns

AIFA director Robert Sinclair has raised concerns about simplified advice, suggesting it could lead the industry into some ‘very strange places'post-RDR.

clock 31 March 2011 •

uncategorised

SIPP providers reveal scale of Keydata cash black hole

SIPPs have lost 'millions of pounds' as a result of the collapse of Keydata, providers say, as the scale of the deficits slowly come to light.

clock 31 March 2011 •

Your profession

Better Business: Top tips on risk profiling

It is only March, and the FSA has twice this year fired warning shots over risk profiling. So how should you respond?

clock 31 March 2011 •

RDR

What my skydiving instructor taught me about RDR

As part of Professional Adviser's series looking at how firms are preparing for RDR, Jones Hill managing director Brian Hill recalls a seminal moment...

clock 31 March 2011 •

Investment

Fidelity 'confident' FSA will relent on cash rebate ban

Ed Dymott says Fidelity is actively lobbying the FSA to re-think its proposed cash rebate ban and is "confident" the regulator will pay heed to the platform community's concerns.

clock 31 March 2011 •

Your profession

From the Editor: Do we need more committees?

In the financial services world we are already surrounded by numerous committees. But that didn’t stop the FSA from setting up a new one–excitingly branded the Coordination Committee (CC).

clock 31 March 2011 •
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