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FSA

Investment

The Barlow Clowes scandal remembered

Investment Management Association chairman Douglas Ferrans this week said the scale of recent investment failures, including Keydata, was on a par with the Barlow Clowes scandal of the 1980s.

clock 10 June 2011 •

Your profession

The challenge facing 'independent' advisers post-RDR

An adviser's independence is "fourth or fifth" on a consumer's priority list, an IFA has argued, after research suggested some clients still have no idea if their IFA is whole-of-market.

clock 09 June 2011 •

Regulation

FSA defends stance as bodies mandate membership

The FSA has defended its decision to give accredited bodies permission to mandate membership before issuing advisers with a practicing certificate.

clock 09 June 2011 •

Investing in the profession

Your guide to becoming directly authorised

Chris Kilner of SimplyBiz talks to Maria Merricks about how advisers can go from being an appointed representative to directly authorised.

clock 09 June 2011 •

Regulation

Price comparison sites warned over permissions

The Financial Services Authority (FSA) has written to price comparison websites urging them to ensure they comply with regulation.

clock 08 June 2011 •

Regulation

FSA wins High Court battle against land banks

The Financial Services Authority (FSA) has won two decisions in the High Court to take down two land banking firms it believes to be linked.

clock 08 June 2011 •

Your profession

We get a health check from the Money Advice Service

Earlier this year, the Money Advice Service was set up, replacing the Consumer Financial Education Body and offering financial guidance over the internet and by phone.

clock 08 June 2011 •

Regulation

FSA bosses shared £2.6m earnings in 2010/11

The chairman and senior directors at the FSA shared more than £2.6m in salaries, bonuses and benefits in the year to 31 March, documents show.

clock 07 June 2011 •

Regulation

The professional bodies that only issue SPSs to members

Five of the six professional bodies provisionally awarded by the FSA with accredited status this week will mandate membership before issuing advisers with practicing certificates. Want to know who they are?

clock 07 June 2011 •

Regulation

Blog: Does the RDR even matter?

Maybe the Retail Distribution Review (RDR) does not really matter at all.

clock 07 June 2011 •
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