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FSA

RDR

How to satisfy a data-hungry regulator

Perspective Financial's Julie Hepworth outlines how firms can satisfy a regulator growing hungrier and hungrier for firms' sales data...

clock 07 July 2011 •

RDR

Gap fill: Understanding investment theories

In the latest in our exclusive series of gap fill articles helping you prepare for RDR, Jackie Lockie covers everything you need to know about the main investment theories…

clock 07 July 2011 • 14 min read

Investment

Court blocks pension 'unlocking' firms' bid to move £1m

The High Court has blocked three pension ‘unlocking' companies moving more than £1m worth of assets abroad over fears pensioners could lose their money in the risky schemes.

clock 06 July 2011 •

Regulation

Broker's £1.7m libel case against FSA thrown out

A mortgage broker who tried to sue the Financial Services Authority (FSA) for £1.67m has had his libel case thrown out by the High Court.

clock 05 July 2011 •

Your profession

Why firm principals must think like athletes

Brett Davidson, chief executive of FP Advance, on how to improve your firm's performance in 12 months using lessons from Britain's elite athletes.

clock 05 July 2011 •

Long Term Care

FSA to keep close eye on long term care advice

The FSA said it may look at ways to improve the standard of advice for products that meet care fees funding needs.

clock 04 July 2011 •

Regulation

FSA warns on bogus Invesco funds

The Financial Services Authority (FSA) has warned investors an unauthorised firm masquerading as Invesco Perpetual is attempting to sell fake funds.

clock 04 July 2011 •

Investment

FSCS to rescue Lifemark with $10m loan

The Financial Services Compensation Scheme (FSCS) will loan troubled Keydata-backer Lifemark $10m (£6.3m) to prevent its default and buy it time to start generating returns for investors and industry levy payers.

clock 04 July 2011 •

Multi-manager

Brooks Macdonald gains FSA approval for funds business

Wealth manager Brooks Macdonald has launched its long-awaited funds business comprising a seven-strong range of portfolios.

clock 04 July 2011 •

Your profession

Miss anything? This week's key stories

Five key developments this week, summarised below...

clock 01 July 2011 •
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