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FSA

VCTs / EIS

FSA warns on VCT promotions of tax benefits

The FSA today warned firms promoting enterprise investment schemes (EISs) and venture capital trusts (VCTs) to beware marketing the products primarily on their tax incentives.

clock 13 July 2011 •

Regulation

Treasury denies 'twin peaks' regulation clashes with Europe

The Treasury has denied the new regulatory structure set to replace the Financial Services Authority (FSA) will clash with European regulation.

clock 13 July 2011 •

Regulation

DFM exam standards review to assess grandfathering

An upcoming FSA consultation examining the possibility of updating the examination standards for investment managers will include the controversial issue of grandfathering.

clock 13 July 2011 •

Regulation

A2O director failed to act on 'three amigos' pushing UCIS

A former director of collapsed IFA network Alpha 2 Omega (A2O) failed to act on a handful of "notorious" advisers known to be aggressively pushing unregulated collective investment schemes (UCIS) to clients, earning them the monikers 'the famous five'...

clock 12 July 2011 •

Regulation

Govt refuses to fast-track FSCS funding probe

The government has rejected calls to prioritise a review of Financial Services Compensation Scheme (FSCS) funding.

clock 12 July 2011 •

Regulation

Sants and King named among Europe's most influential

Hector Sants, the current chief executive of the Financial Services Authority (FSA), and Bank of England governor Mervyn King have been named among the most influential people in the European capital markets.

clock 11 July 2011 •

Regulation

Video: FSA hits YouTube with investment warning

The FSA has gone viral, posting its first consumer guidance video on how to avoid falling victim to land banking schemes on YouTube.

clock 07 July 2011 •

Regulation

Video: Why it is important to log your CPD activity

Watch our latest interview with the CII about your gap fill needs in the run-up to RDR, and your CPD requirements after it.

clock 07 July 2011 •

ETFs

All ETFs are equal, but some ETFs are more equal than others

"Not all ETFs are created equal. A worrying and common misconception in the market is the expectation that ETF's are a homogonous product set without looking into the assets backing the portfolio or the quality of the third parties involved in managing...

clock 07 July 2011 •

Investing in the profession

RDR gap fill test: Understanding the main investment theories

Congratulations, reader, for completing our RDR gap fill article on the main investment theories.

clock 07 July 2011 •
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