FSA

MPs and Peers have been warned that proposals to publish warning notices will put some small firms out of business.

Introducing a 15-year long stop would boost investment into the advisory sector and create a "vibrant and well-capitalised community", Association of Independent Financial Advisers (AIFA) director general Stephen Gay has told Parliament.

There are five investment processes your firm can offer in a post-RDR world

Six steps to dealing with client gripes (and keeping the FSA at bay)

A London-based independent financial adviser (IFA) has become the latest business to be cloned by fraudsters.

The head of the FSA's consumer panel has said the regulator's treating customers fairly (TCF) project has failed to adequately protect consumers and called for ministers to introduce legislation requiring financial services firms to adhere to a 'fiduciary...

MPs today accused the Financial Services Authority (FSA) of failing in its duty to regulate Capita's management of the Arch cru fund range and of trying to cover up its failings by colluding with the company to force a £54m payment scheme on investors....

Wrap platforms Ascentric and Transact have criticised the FSA after it requested the wraps provide it with details of hundreds of their customers in order to gauge their views on platform rebates.

The FSA could face legal action for breach of its own rules unless it lifts restrictions on Arch cru investors claims at the Financial Ombudsman Service and launches a public consultation into the amount of redress they should receive.

The fallout from the Pensions Regulator's (TPR) attack on pension reciprocation plans (PLPs) will be a "nightmare" for people invested in them, a lawyer says.