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FSA

RDR

Trail commission: when it can and can't be paid

The FSA today confirmed its policy and guidance on when trail commission will be paid after the implementation of the retail distribution review.

clock 27 February 2012 •

RDR

Ten need-to-knows about the trail commission rules

The FSA has finalised its guidance on when firms can (and can not) receive commission post-Retail Distribution Review (RDR).

clock 27 February 2012 •

RDR

IMA warns of market 'distortions' from trail rules

The Investment Management Association (IMA) said it is "very disappointed" with elements of the FSA's guidance on the treatment of trail commission post-RDR.

clock 27 February 2012 •

Wrap/platforms

FSA to allow trail commission on fund switches within life policies

The Financial Services Authority (FSA) will allow advisers to continue to take trail commission after 2012 on fund switches within life policies set up pre-RDR.

clock 27 February 2012 •

RDR

FSA updates guidance on DIF use

The FSA has issued updated guidance on firms' use of distributor-influenced funds (DIFs).

clock 27 February 2012 •

RDR

Five things your clients will call you about this week

It's our round-up of the stories your clients may have read in the national newspapers over the weekend...

clock 27 February 2012 •

Investment

New warning over early release pension offers

The financial services and pensions regulators have joined forces with HMRC to issue a fresh warning against early release pension offers.

clock 27 February 2012 •

Regulation

AIFA: Innocent firms must be publicly exonerated

The Association of Independent Financial Advisers (AIFA) has called on MPs to ensure the new regulator emphasises the innocence of firms if they are exonerated after the publication of warning notices.

clock 24 February 2012 •

Mortgages

FSA bans broker for TCF 'incompetence'

The FSA has banned two advisers for not being "fit and proper".

clock 24 February 2012 •

Regulation

MPs call for 'global meeting' of parties on Arch Cru

MPs looking into the Arch Cru collapse have called for a "global meeting" of the parties involved after accepting there is now "no guarantee" of investors getting more than 70% of their assets back.

clock 24 February 2012 •
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