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FOS

Pensions

FOS reviews 'game changer' SIPP ruling after protest

The Financial Ombudsman Service (FOS) is looking again at a decision against self-invested personal pension (SIPP) provider Berkeley Burke that lawyers at the time called a "game changer" for the SIPP market.

clock 02 September 2014 •

Regulation

Prudential tops pension complaints; L&G mortgage gripes up 900%

Prudential has topped the Financial Ombudsman Service's (FOS) list of most complained about pension firms after consumer gripes against the firm were up 2% on the previous half year.

clock 02 September 2014 •

Regulation

Sesame still most complained about advice firm

Network Sesame has again come out top as the most complained about advice firm, although numbers of cases against it were down, according to the Financial Ombudsman Service's (FOS) half yearly figures published today.

clock 02 September 2014 •

Your profession

Berkeley Burke director Gareth Roberts leaves

Berkeley Burke director Gareth Roberts, who was in charge of implementing Retail Distribution Review (RDR) rules in the firm's wealth management division, has left the firm.

clock 26 August 2014 •

Regulation

FOS backs adviser after listening to client recording

The Financial Ombudsman Service (FOS) has ruled a financial adviser did not pressurise an investor to buy 600 company shares after listening to recordings of their conversations.

clock 22 August 2014 •

Pensions

Five things you might have missed

In this week's Retirement Planner news round-up we highlight five key stories you might have missed over the past seven days.

clock 19 August 2014 •

Regulation

HSBC advisers took 15% commission for SIPP set ups

The scale of commissions taken by HSBC bank advisers for one-off pension transfer work has been revealed in a judgement delivered by the Financial Ombudsman Service (FOS).

clock 19 August 2014 •

Regulation

Alan Lakey becomes agony aunt Dr FOSgood

Highclere Financial Services senior partner Alan Lakey and adviser community website Panacea Adviser have teamed up to launch a helpline for advisers tackling Financial Ombudsman Service (FOS) related issues.

clock 14 August 2014 •

Pensions

FSCS 'expects' more IFA failures from SIPP investigations

The Financial Services Compensation Scheme (FSCS) said it expects the number of advisory businesses declared in default as a result of its investigations into self-invested personal pension (SIPP) advice to rise above the current four.

clock 29 July 2014 •

Regulation

Lawyer declares Berkeley Burke ruling a 'game changer' for SIPP providers

Self-invested personal pension (SIPP) providers "must feel very nervous" today, according to a law firm, after the Financial Ombudsman Service (FOS) made a "game changer" of a decision against Berkeley Burke SIPP Administration.

clock 25 July 2014 •
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