A presentation given by an IFA at a ‘money club' is set to cost the firm £45,000 in compensation after the Financial Ombudsman Service (FOS) ruled its slide show strayed into advice.
The FOS has upheld an investor's complaint that she received unsuitable advice from the firm - the name of which Professional Adviser is currently unable to disclose - despite the deal being transacted...
IA Public Register data
Data live from December
Trustees fear breaking the rules
'No stone will be left unturned by regulators'
‘Little understood’ system
D2C growth particularly strong
Whether it's because we had to or wanted to, lockdown gave us all the opportunity to do things differently. But which of these new habits are likely to remain part of everyday life? Simon Goldthorpe shares his thoughts...
Transfer did not proceed
UN's 17 social development goals