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FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

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FOS

Regulation

Firm told to reimburse client for unregulated overseas property advice

95% of pension lost

clock 18 May 2018 • 2 min read

Regulation

FOS orders adviser to compensate client over pension transfer

Adviser ‘not aware’ of guaranteed mortality rate

clock 16 May 2018 • 2 min read

Regulation

FOS asks closed IFA to compensate client over SIPP mishandling

Firm stripped of regulatory permissions

clock 11 May 2018 • 2 min read

Regulation

SJP waives exit charge and pays out after causing 'upset' to former client

£200 in compensation

clock 19 April 2018 • 2 min read

Companies

FOS confirms independent review after Dispatches exposé

Channel 4 programme raised issues

clock 17 April 2018 • 1 min read

Regulation

FOS orders IFA to compensate client for UCIS property fund losses

Nearly 80% of SIPP invested in UCIS

clock 11 April 2018 • 3 min read

Regulation

Portafina under fire for risky UCIS advice given to cautious client

85% of pension fund in UCIS

clock 10 April 2018 • 3 min read

Regulation

FOS complaints against advisers fall 16% in H2 2017

Sesame still most complained about firm

clock 27 March 2018 • 2 min read

Regulation

FOS to hire independent reviewer in wake of Channel 4 investigation

Responding to letter from Treasury Committee chair Nicky Morgan

clock 23 March 2018 • 3 min read

Your profession

Tim Sargisson: When Knightsbridge did not mean a quality experience

Moral hazard

clock 20 March 2018 • 3 min read
161718
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