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Financial Conduct Authority

SJP at a crossroads: Can CEO FitzPatrick reinvent the wealth giant for a new era?

Your profession

SJP at a crossroads: Can CEO FitzPatrick reinvent the wealth giant for a new era?

First year marked by challenges and change

clock 17 December 2024 • 11 min read
British Steel scandal 'illustrates scale of the redress problem'

Regulation

British Steel scandal 'illustrates scale of the redress problem'

FCA and FOS joint call for input is ‘necessary’

clock 06 December 2024 • 4 min read
Consumer Duty Alliance to launch international arm for expats

Your profession

Consumer Duty Alliance to launch international arm for expats

The alliance to be chaired by Chartered financial practitioner Jane Hodges

clock 27 November 2024 • 2 min read
FSCS places West Yorkshire-based investment advice firm in default

Your profession

FSCS places West Yorkshire-based investment advice firm in default

FCA revoked its authorisation in September 2023

clock 26 November 2024 • 1 min read
Barclays fined £40m over 2008 capital raising conduct

Regulation

Barclays fined £40m over 2008 capital raising conduct

Fine relates to failure to disclose certain arrangements with Qatari entities

clock 25 November 2024 • 2 min read
More than a third of advisers have not mentioned Consumer Duty to clients

Your profession

More than a third of advisers have not mentioned Consumer Duty to clients

Only about a quarter of advisers have mentioned the regulation to clients

clock 20 November 2024 • 2 min read
Mansion House speech was 'an effort to shake up the sector'

Your profession

Mansion House speech was 'an effort to shake up the sector'

The start of a ‘long line of positive developments’

clock 18 November 2024 • 2 min read
FCA admits there could have been better handling of name and shame proposals

Your profession

FCA admits there could have been better handling of name and shame proposals

Update on proposals due next week

clock 13 November 2024 • 3 min read
Pensions dashboards could leave savers at risk of 'poorly informed' transfers

Pensions

Pensions dashboards could leave savers at risk of 'poorly informed' transfers

Research finds two-fifths of savers likely to use dashboards to carry out a pension transfer

clock 13 November 2024 • 3 min read
Advice firm declared failed by FSCS over SIPP advice

Companies

Advice firm declared failed by FSCS over SIPP advice

One claim upheld so far against Charthouse Asset Management

clock 12 November 2024 • 1 min read
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