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Financial Conduct Authority

More than half of advice firms to implement AI in the next five years

Your profession

More than half of advice firms to implement AI in the next five years

Advisers ‘increasingly leaning into tech’ according to a recent report

clock 12 February 2024 • 1 min read
FCA warns on unauthorised tech-focused wealth manager

Companies

FCA warns on unauthorised tech-focused wealth manager

Chester Financials is promoting services without permission

clock 12 February 2024 • 1 min read
Woodford scheme of arrangement sanctioned by High Court

Investment

Woodford scheme of arrangement sanctioned by High Court

Scheme was approved by a majority of voting investors

clock 09 February 2024 • 1 min read
FCA sees interest in AI but sounds note of caution to firms

Your profession

FCA sees interest in AI but sounds note of caution to firms

The regulator says it is ‘ready to embrace artificial intelligence’

clock 09 February 2024 • 1 min read
FCA warns on Cyprus-based firm cloning Surrey wealth manager

Your profession

FCA warns on Cyprus-based firm cloning Surrey wealth manager

Regulator says European firm has cloned details of adviser in Surrey

clock 07 February 2024 • 1 min read
Defaqto launches Consumer Duty profiles for providers

Consumer Duty

Defaqto launches Consumer Duty profiles for providers

Including Abrdn, Aviva, Curtis Banks, Fidelity, Quilter, and Scottish Widows

clock 06 February 2024 • 1 min read
FCA calls on firms for feedback on how effective its regulation is

Regulation

FCA calls on firms for feedback on how effective its regulation is

Watchdog says it has shortened this year’s survey to make it easier

clock 05 February 2024 • 1 min read
FCA warns on unathorised Harrogate-based financial firm

Your profession

FCA warns on unathorised Harrogate-based financial firm

The regulator says Boeing may be providing services without permission

clock 31 January 2024 • 1 min read
Labour backs FCA's advice/guidance boundary review

Regulation

Labour backs FCA's advice/guidance boundary review

The party recognises the importance of closing the advice gap

clock 31 January 2024 • 1 min read
Nucleus removes exit fees for Curtis Banks SIPP clients

Your profession

Nucleus removes exit fees for Curtis Banks SIPP clients

The adviser platform expects clients to save £5m with this move in 2024

clock 31 January 2024 • 1 min read
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