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FCA

PIMFA and Aegon warn FCA 'core' advice proposals need work

Regulation

PIMFA and Aegon warn FCA 'core' advice proposals need work

FCA consultation on the issue closed this week

clock 01 March 2023 • 3 min read
ERC publishes Consumer Duty compliance guide   

Regulation

ERC publishes Consumer Duty compliance guide   

Support for member providers and adviser firms

clock 01 March 2023 • 2 min read
FCA called to focus on guidance as it impacts more people

Regulation

FCA called to focus on guidance as it impacts more people

Responses to the regulator’s latest consultation paper are shared

clock 28 February 2023 • 2 min read
SJP pre-tax profits up 42% but Consumer Duty changes loom

Your profession

SJP pre-tax profits up 42% but Consumer Duty changes loom

SJP is reviewing all client-focused activities ahead of Consumer Duty

clock 28 February 2023 • 2 min read
BSI launches global sustainable finance sector standards

Green

BSI launches global sustainable finance sector standards

Framework to which sector can align its sustainability efforts

clock 28 February 2023 • 3 min read
Consumer Duty defended following minister's comments

Regulation

Consumer Duty defended following minister's comments

Not-for-profit TISA labels the regulation a 'worthwhile initiative'

clock 28 February 2023 • 1 min read
CII 'disappointed' in FCA over lack of adviser ESG requirements

Regulation

CII 'disappointed' in FCA over lack of adviser ESG requirements

Institute issues its response to the FCA's latest discussion paper

clock 27 February 2023 • 2 min read
Andrew Griffith raises concerns over FCA's Consumer Duty rules

Consumer Duty

Andrew Griffith raises concerns over FCA's Consumer Duty rules

Reports talk of his concern around the impact on the sector

clock 27 February 2023 • 1 min read
FCA names and shames firms making misleading British Steel offers

Pensions

FCA names and shames firms making misleading British Steel offers

Abbey Lane Financial Associates and Estate Capital Financial Management

clock 23 February 2023 • 1 min read
MPs in 'shock' over FCA's sustainable mis-selling omission

Regulation

MPs in 'shock' over FCA's sustainable mis-selling omission

Treasury Committee sub-committee hearing with the Financial Conduct Authority

clock 23 February 2023 • 3 min read
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