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FCA

PFS launches sustainability regulation course for advisers

Green

PFS launches sustainability regulation course for advisers

Aligned with the FCA's Sustainability Disclosure Requirements

clock 23 April 2024 • 1 min read
FCA dismisses British Steel complaints after lengthy investigation

Regulation

FCA dismisses British Steel complaints after lengthy investigation

Regulator acknowledges decision will be ‘disappointing’ for complainants

clock 22 April 2024 • 2 min read
Advisers blast FCA funding requirement of £755m 'inexorable'

Your profession

Advisers blast FCA funding requirement of £755m 'inexorable'

‘I don’t really know what value I’m getting from the FCA – if any’

clock 19 April 2024 • 2 min read
Model Office launches AI compliance audit software for advice firms

Technology

Model Office launches AI compliance audit software for advice firms

Streamline client file reviews and compliance document audits

clock 17 April 2024 • 2 min read
FCA retirement data: 'Disappointing' fewer seek annuity advice

Retirement income

FCA retirement data: 'Disappointing' fewer seek annuity advice

Defined benefit transfers and annuity sales have fallen, FCA finds

clock 16 April 2024 • 4 min read
FCA's Howard: Firms' culture must change to attract female talent

Your profession

FCA's Howard: Firms' culture must change to attract female talent

‘We need a different and better mix of advisers and advice’

clock 16 April 2024 • 4 min read
Agile IT needed as rapid regulation change becomes the norm

Regulation

Agile IT needed as rapid regulation change becomes the norm

'Gone are the lengthy consultation and rule-setting cycles that often took several years'

clock 15 April 2024 • 6 min read
Leveling up the playing field when it comes to picking skilled persons

Regulation

Leveling up the playing field when it comes to picking skilled persons

Given the prerequisite for accuracy, a rigorous selection process is essential

clock 15 April 2024 • 4 min read
FCA revokes British Steel-linked advice firm's authorisation

Companies

FCA revokes British Steel-linked advice firm's authorisation

Investigating advice given prior to July 2019 from director Kathryn Brown

clock 09 April 2024 • 1 min read
Three top tips for spotting and supporting vulnerable clients

Your profession

Three top tips for spotting and supporting vulnerable clients

Rather than directly a more nuanced approach is recommended

clock 05 April 2024 • 4 min read
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