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FCA

Unauthorised director to hand investors £1.6m following FCA probe

Regulation

Unauthorised director to hand investors £1.6m following FCA probe

Amount secured for investors by the FCA following High Court approval

clock 04 April 2024 • 1 min read
No naming without shaming? The FCA's transparency plans

Regulation

No naming without shaming? The FCA's transparency plans

The impact of the FCA’s plans to name firms under investigation

clock 27 March 2024 • 4 min read
Manchester firm declared failed by FSCS over pensions advice

Companies

Manchester firm declared failed by FSCS over pensions advice

Pension Advice Specialists, trading as Ashworth Wealth, no longer exists

clock 26 March 2024 • 1 min read
FCA warns firms and finfluencers to 'keep social media ads lawful'

Your profession

FCA warns firms and finfluencers to 'keep social media ads lawful'

Regulator sets guidance for financial services promotion

clock 26 March 2024 • 3 min read
FCA urged to prioritise a 'common sense' approach

Your profession

FCA urged to prioritise a 'common sense' approach

Last week’s PA Asks poll highlights industry’s thoughts on the FCA

clock 25 March 2024 • 2 min read
Retirement income advice: FCA finds 'mixed picture' among case files

Income

Retirement income advice: FCA finds 'mixed picture' among case files

Regulator published outcome of thematic review into retirement income advice

clock 20 March 2024 • 5 min read
FCA tells IFAs to review retirement income advice processes

Income

FCA tells IFAs to review retirement income advice processes

Comes after regulator’s thematic review of retirement income advice

clock 20 March 2024 • 2 min read
FCA commits to fast authorisations to boost finance sector

Regulation

FCA commits to fast authorisations to boost finance sector

The regulator’s latest business plan highlights this focus

clock 19 March 2024 • 1 min read
FCA to invest £1.9m in supporting clients with investment decisions

Regulation

FCA to invest £1.9m in supporting clients with investment decisions

The regulator’s 2024/25 business plan outlines new initiative for investment

clock 19 March 2024 • 1 min read
Planning with confidence: IFA financial adequacy assessments

Your Business

Planning with confidence: IFA financial adequacy assessments

Who does FG20/1 apply to?

clock 19 March 2024 • 5 min read
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