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FCA

H2O to pay investors €250m after FCA investigation

Regulation

H2O to pay investors €250m after FCA investigation

Asset management firm to stop operating regulated UK business

clock 07 August 2024 • 2 min read
Profits down across financial adviser firms

Companies

Profits down across financial adviser firms

Biggest businesses were more likely to be loss making

clock 05 August 2024 • 2 min read
FCA's Mills: 'We will not stand in the way' of good businesses

Your profession

FCA's Mills: 'We will not stand in the way' of good businesses

'There is a need to act to address harm'

clock 01 August 2024 • 3 min read
FCA to release good and poor practice in assessment of value reports

Regulation

FCA to release good and poor practice in assessment of value reports

The regulator marks one year since the Consumer Duty was implemented

clock 01 August 2024 • 3 min read
FCA imposes restrictions on wealth firm that charged 'excessive fees'

Regulation

FCA imposes restrictions on wealth firm that charged 'excessive fees'

London Stone Securities can no longer undertake any regulated activity

clock 01 August 2024 • 2 min read
SJP CEO outlines bid to recoup fee scandal costs from partners

Companies

SJP CEO outlines bid to recoup fee scandal costs from partners

Group will take an evidence-based approach, FitzPatrick says

clock 30 July 2024 • 3 min read
Industry feels a lack of support from professional bodies

Your profession

Industry feels a lack of support from professional bodies

‘The professional bodies do not fight our corner’

clock 30 July 2024 • 3 min read
FCA launches review to simplify financial services rulebook after Consumer Duty

Your profession

FCA launches review to simplify financial services rulebook after Consumer Duty

As part of its secondary competitiveness and growth objective

clock 30 July 2024 • 2 min read
British Steel pensions transfer advice debacle in numbers

Pensions

British Steel pensions transfer advice debacle in numbers

‘The FCA continues to pursue those who gave poor advice’

clock 29 July 2024 • 3 min read
WealthTek clients to regain assets after FCA crackdown

Companies

WealthTek clients to regain assets after FCA crackdown

High Court approves the joint special administrators’ plan to return funds

clock 25 July 2024 • 1 min read
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