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FCA

Regulation

Consumer panel warns against early demise of KIDs

The Financial Conduct Authority (FCA)'s consumer panel has today warned that confusion over the purpose of the key information document (KID) could lead to its early demise.

clock 25 June 2013 •

Regulation

Chartered IFA quits as industry still 'sales based'

A Chartered financial planner who has spent more than two decades advising clients has quit the industry as he believes many parts of it are still geared towards selling products.

clock 24 June 2013 •

Regulation

High Court settlement to see £380k from illegal landbanking returned to investors

The Financial Conduct Authority (FCA) has agreed a settlement of proceedings in the High Court which will enable it to return approximately £380,000 to investors in a land bank.

clock 21 June 2013 •

Regulation

FCA to assess adviser role in pension 'liberation' transfers

The Financial Conduct Authority (FCA) has pledged to scrutinise "the whole value chain" - including authorised advisers and pension companies - as part of efforts to stamp out pension liberation fraud.

clock 20 June 2013 •

Regulation

McDermott: People had forgotten what financial services are for

The emergence of a profits-before-ethics culture in financial services skewed employees' view of the industry's purpose and prevented them from challenging immoral behaviour, the Financial Conduct Authority's enforcement boss has said.

clock 20 June 2013 •

Regulation

What message is the FCA's website sending consumers?

BAD SIGNAL

clock 20 June 2013 •

Wrap/platforms

Better business: Skandia's Mike Barrett dissects the final platform rules

PLATFORMS

clock 20 June 2013 •

Regulation

Consumer panel backs tougher rules for bankers

The Financial Services Consumer Panel (FSCP) is backing calls for tougher regulation of bankers.

clock 19 June 2013 •

Regulation

Banned trader asked people to impersonate clients to fool FCA

The Financial Conduct Authority (FCA) has issued its largest ever fine on a retail sole trader - nearly £1m - for sale and rent back failings.

clock 19 June 2013 •

Regulation

FCA asks Hargreaves to reveal details of share class negotiations

The Financial Conduct Authority (FCA) has asked Hargreaves Lansdown to disclose details of its negotiations with fund groups over clean share class pricing.

clock 18 June 2013 •
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