FCA
Investment
In this week's quick-fire Retirement Planner poll we ask: Would you use the new ABI pension charge calculator?
14 August 2013
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RDR
The Financial Conduct Authority (FCA) is concerned about execution-only, or non-advised, sales and the commission payments that such transactions are still allowed to collect.
12 August 2013
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Regulation
The Financial Conduct Authority (FCA) is concerned about being too retrospective in its approach and said further work needed to be done to improve certainty for regulated firms, board minutes have revealed.
12 August 2013
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Wrap/platforms
Standard Life aims to convert all investments currently held in bundled share classes on the platform to their unbundled ‘clean' equivalents by the end of the year, it announced today.
09 August 2013
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Regulation
The Financial Conduct Authority (FCA) has fined David Davis, senior partner and compliance officer of Paul E Schweder Miller & Co, £70,258, and Vandana Parikh, a broker at the same firm, £45,673, for failing to act with due skill, care and diligence in...
08 August 2013
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Wrap/platforms
Platform providers who are overcharging for propositions are finding the "the noose is tightening" around them, according to a new pricing guide.
08 August 2013
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