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FCA

Regulation

Adviser fights FCA over 'illogical' RMAR reporting

An adviser has complained to the Financial Conduct Authority (FCA) following an hour-long phone conversation about Retail Mediation Activities Return (RMAR) reporting that led to an agreement over accounting rules that was not "entirely logical".

clock 06 September 2013 •

Regulation

Mortgage adviser jailed for stealing entire kitchen

A mortgage adviser is to spend nine months in prison for removing an entire kitchen from a Sleaford couple's home days before it was due to be repossessed.

clock 05 September 2013 •

Regulation

Firm's permissions cancelled over PII and RMAR shortcomings

The Financial Conduct Authority (FCA) has cancelled an an advisory firm's permissions after it failed to submit its Retail Mediation Activities Return (RMAR) on time and did not hold adequate professional indemnity insurance (PII).

clock 05 September 2013 •

Regulation

FCA to use advisers as test case for new data strategy

The Financial Conduct Authority (FCA) will use the data it collects in the retail investment space, including from advisers, to see whether its new information-gathering strategy is working.

clock 04 September 2013 •

Regulation

FCA: Banks pay out just £500k over interest rate swap mis-selling

Small businesses mis-sold interest rate hedging products by high street banks have so far accepted £500,000 in compensation but the figure is likely to rise significantly, the Financial Conduct Authority (FCA) has said.

clock 04 September 2013 •

RDR

APFA welcomes FCA pledge on consumer credit rebates

The Association of Professional Financial Advisers (APFA) has praised a commitment by the Financial Conduct Authority (FCA) to refund some of the costs of existing consumer credit licences (CCLs) to holders before they expire in April.

clock 03 September 2013 •

Regulation

FCA to review 'major' firms' complaints handling

The Financial Conduct Authority (FCA) has announced a review of complaints handling and management in major firms, including building societies.

clock 03 September 2013 •

Regulation

How one IFA is hitting back at pension liberation cold callers

An IFA who has been plagued by phone calls from pension liberation promoters has decided to fight back against this shadowy part of the industry by reporting the firms to the Financial Conduct Authority (FCA).

clock 02 September 2013 • 4 min read

Regulation

Compliance: Are your board's skills up to scratch?

COMPLIANCE

clock 29 August 2013 •

Regulation

Viva la revolution! The future looks bright for pensions

RETIREMENT

clock 29 August 2013 •
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