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FCA

RDR

Tyrie in 'stability of the graveyard' warning to FCA

Treasury Select Committee (TSC) chairman Andrew Tyrie has called on the industry to help parliament hold the financial services regulator to account to avoid "excessive regulation" that could "create the stability of the graveyard".

clock 28 November 2013 •

RDR

SJP's Bellamy: Fee structures a 'nightmare' for clients

The swell of new regulation in financial services "frightens" people away from seeking financial advice, while the proliferation of various fee structures is proving a "nightmare" for those who do engage, according to St James's Place CEO David Bellamy....

clock 27 November 2013 •

Regulation

FCA U-turn on mandatory accruals-based RMAR reporting

The Financial Conduct Authority (FCA) is looking at bringing back reporting on a cash-basis for advisory firms in their Retail Mediation Activities Returns (RMAR), its head of savings, investments and distribution said today.

clock 26 November 2013 •

Regulation

FCA fines SEI Investments £900k for client money failings

The Financial Conduct Authority has fined asset manager SEI Investments over £900,000 for failures relating to its handling of client money over a five-year period.

clock 26 November 2013 •

Regulation

Regulator to cap payday loan credit rates

The payday loans industry will be forced to limit the cost of its loans amid claims it is trapping vulnerable borrowers in debt.

clock 25 November 2013 •

Regulation

FCA launches consultation into cash for corporate access

The Financial Conduct Authority (FCA) has launched a consultation on proposed changes to the rules governing the use of dealing commission by fund managers, in particular how they pay for access to company CEOs.

clock 25 November 2013 •

Equities

UK fund giants join forces to better understand end investor

Seven of the UK's largest asset managers are teaming up to gather information on end investors' needs in a move which could trigger changes to their fund ranges.

clock 25 November 2013 •

Regulation

RBS referred to regulator over 'horrendous' treatment of small firms

Evidence of Royal Bank of Scotland's (RBS') treatment of small businesses has been passed to financial regulators by business secretary Vince Cable, according to reports.

clock 24 November 2013 •

Regulation

Comparison sites under FCA investigation

Comparison sites are facing an investigation by the Financial Conduct Authority (FCA) to ensure consumers are not "being misled".

clock 24 November 2013 •

Your profession

Quick quiz of the week's news #18

How much do you remember about some of this week's key stories?

clock 22 November 2013 •
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