FCA

Association of Member Directed Pensions Schemes(AMPS) chairman Neil MacGillivray talks to Helen Morrissey about the challenges facing the industry as well as his plans for his tenure.

Advisers have welcomed the Financial Conduct Authority's (FCA) first crack-down on an advisory firm which had permissions to advise but no actual qualified advisers, although they say the regulator should have acted sooner.

The Financial Conduct Authority (FCA) has issued a warning to investors about an unauthorised firm it believes has been targeting people in the UK.

The Financial Conduct Authority (FCA) has removed an IFA's permissions for not having any qualified retail investment advisers working for the firm, the first action of its kind the regulator has taken since the introduction of the Retail Distribution...

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Royal Bank of Scotland (RBS) will have to undergo an independent skilled person review of its lending practices following allegations that it put some good and viable businesses into default so it could boost profits.

Ed Harley, head of asset management at the Financial Conduct Authority, has left the regulator to take up a role at Goldman Sachs Asset Management.

The Financial Conduct Authority (FCA) needs to ensure people who have been shut out of the advice space can't return and "make a monkey" out of the system, the Association of Professional Financial Advisers (APFA) chairman has said.

The Financial Conduct Authority (FCA) has further delayed the publication of its proposals for new capital adequacy requirements for self-invested personal pension (SIPP) providers, saying it wanted to factor in the findings of its current thematic review...