FCA

The Financial Conduct Authority (FCA) has issued a prohibition order against a financial adviser currently serving prison time for six counts of fraud.

The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have launched enforcement investigations into failures at the Co-operative Bank which led to it receiving a rescue package of £1.5bn from its parent company.

The Financial Conduct Authority (FCA) has hired ex-Kleinwort Benson chief executive Robert Taylor as head of wealth management and private banking in its supervision division.

A fraud case brought by the Financial Conduct Authority (FCA) was dealt a lifeline by the Legal Aid Agency (LAA) after it 'declassified' the high cost case to attract barristers who initially refused to represent the defendants on recently reduced fees....

Investment group Hartmann Capital is set to wind up after the Financial Conduct Authority (FCA) prohibited it from carrying out regulated business after discovering a client money shortfall of £1.5m.

Octopus Investments has predicted a steep rise in allocations to venture capitalist trusts (VCT) in the coming year, having already seen a ten-fold increase in money attracted by its funds in the last year.

The Financial Conduct Authority (FCA) consumer panel has appointed three new members, including a BBC journalist and former Treasury adviser, following the departures of Dan Plant and Frances Harrison at the end of December.

The Financial Conduct Authority (FCA) has warned investors about potential scams involving the sale of graphene.

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