FCA
RDR
The Financial Conduct Authority (FCA) has fined Standard Bank £7.64m for failings relating to its anti-money laundering (AML) policies and to procedures with corporate customers who are connected to 'politically exposed persons'.
23 January 2014
•
Regulation
The Financial Reporting Council (FRC) has launched an investigation into the conduct of former Bradford & Bingley group finance director Chris Willford.
21 January 2014
•
Regulation
Scammers have cloned advice firm Chelsea Financial Services and are operating under the name Chelsea Financial, the Financial Conduct Authority (FCA) has warned.
21 January 2014
•
Regulation
Investment advisers may contribute almost £15m towards the day-to-day running of the Financial Services Compensation Scheme (FSCS) in 2014-2015.
20 January 2014
•
Regulation
The Financial Conduct Authority (FCA) has warned a scammer is operating practically on its doorstep under the name Brookes and Hargreaves.
20 January 2014
•
Regulation
The Financial Conduct Authority (FCA) has appointed consultancy Promontory Financial Group and accountancy firm Mazars to lead its skilled persons (s166) review into the failures around the Royal Bank of Scotland's (RBS) lending practices to small firms....
17 January 2014
•
RDR
Banks will re-enter the advice space once the regulator has given a clear steer on simplified advice, Standard Life head of business solutions Innes Miller has suggested.
17 January 2014
•
Regulation
The Financial Conduct Authority (FCA) has outlined a number of good and bad practices around inducements in its final guidance.
16 January 2014
•
