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FCA

Regulation

Inducements under the FCA microscope: the good and the bad

The Financial Conduct Authority (FCA) has today laid out its final rules around adviser-provider inducements. Here IFAonline breaks down the paper into what the regulator deems acceptable - and what it definitely does not.

clock 16 January 2014 •

RDR

FCA tightens net on adviser inducements in final guidance

Advisers and providers share the burden of responsibility for managing potential conflicts of interest, the Financial Conduct Authority (FCA) has said in a guidance paper out today.

clock 16 January 2014 •

RDR

Clear as mud: Independent vs restricted confusion persists

INDEPENDENT?

clock 16 January 2014 •

Regulation

Why advisers and clients still prefer percentage-based charging

CHARGING

clock 16 January 2014 •

Regulation

A point of principles: 'Good conduct' and TCF are not one and the same

COMPLIANCE

clock 16 January 2014 •

Adviser tips

Under pressure: Five advisers share their stress triggers

PRESSURE

clock 16 January 2014 • 4 min read

Regulation

FCA spends £77k on external consultancies

Outside analysts have cost the Financial Conduct Authority (FCA) £76,885 since June, for work done predominantly on consumer credit.

clock 15 January 2014 •

Regulation

FCA arrests three in fresh boiler room investigation

The Financial Conduct Authority (FCA) and City of London Police have arrested three people in connection with a fresh boiler room investigation.

clock 15 January 2014 •

Regulation

FCA hires ex-ABI director Maggie Craig

The Financial Conduct Authority (FCA) has hired Maggie Craig, a former director of the Association of British Insurers (ABI), as an adviser on policy issues.

clock 15 January 2014 •

RDR

Wheatley regrets six-year RDR timespan

Martin Wheatley, the chief executive of the Financial Conduct Authority (FCA), has said the regulator regrets the time it took between the conception of a Retail Distribution Review (RDR) in 2006 and the roll-out of new rules more than six years later....

clock 15 January 2014 •
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