Regulation round-up: Auto-enrolment, RDR and the importance of trust

REGULATION

clock

In his latest monthly installment, the CII's David Thomson provides an update on the key regulatory events of the past few weeks and takes a look at what can be expected next...

Auto-enrolment evaluation Auto-enrolment reached its first anniversary in 2013 and the Department for Work and Pensions (DWP) has published its first annual evaluation of it. The document includes the latest updates and shows progress against the baseline through the use of available research and analysis. This baseline was established in 2011 when the DWP published its evaluation strategy, and a year later it launched a comprehensive report on the topic. This describes the landscape before the implementation of auto-enrolment and sets out the key indicators against which progress wil...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

FCA calls on firms to plan for frontier AI cyber risks

FCA calls on firms to plan for frontier AI cyber risks

Joint statement released with BoE and Treasury

Sophia Panayi
clock 20 May 2026 • 2 min read
Firms urged to build 'fit-for-purpose' processes amid FCA bereavement review

Firms urged to build 'fit-for-purpose' processes amid FCA bereavement review

Financial advice firms ‘lack a clear service strategy for bereaved clients'

Sophia Panayi
clock 18 May 2026 • 5 min read
FCA releases further details on bereavement processes review

FCA releases further details on bereavement processes review

Review to focus on platforms, advisers and wealth managers

Sophia Panayi
clock 13 May 2026 • 2 min read