The Financial Conduct Authority (FCA) has fined Standard Bank £7.64m for failings relating to its anti-money laundering (AML) policies and to procedures with corporate customers who are connected to 'politically exposed persons'.
The FCA said that the bank had failed to ensure that all aspects of its AML policies were applied appropriately and consistently to its corporate customers connected to 'politically exposed persons' (PEP)...
RDR brought sweeping changes to adviser charging
A quarter (26%) unwilling to pay fees
Research by Grant Thornton
The right culture is essential...
How do you appear online?
CETV could be delayed too
4% said ESG mattered "a lot"
Costly DB scheme regulations can result in abuses of equitable relations among stakeholders, say Iain Clacher and Con Keating.
Enhances portfolio valuations