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FCA

Regulation

Former Competition Commission chief joins FCA

The Financial Conduct Authority (FCA) has appointed former chief executive of the Competition Commission (CC) David Saunders as a senior adviser on competition.

clock 23 April 2014 •

Regulation

LEBC creates six-adviser team to tackle MMR influx

Financial services group LEBC is to create a dedicated mortgage advice team in light of the implementation of new rules following the Mortgage Market Review (MMR).

clock 22 April 2014 •

Regulation

FCA warns MMR 'gamers' in echo of RDR threat

The Financial Conduct Authority (FCA) will be on the lookout for "gaming activity" of any kind following the implementation of the Mortgage Market Review (MMR), with the falsification of income levels of particular interest, it warned.

clock 22 April 2014 •

Income

Public only hears 'advice', says PFS chief Richards

How the industry distinguishes between 'advice' and 'guidance' is at odds with how the public perceives financial services, argues Personal Finance Society (PFS) chief executive Keith Richards.

clock 22 April 2014 •

Pensions

SIPP transfer failings: What went wrong at 'deficient' 1 Stop Financial Services

Transfer failings: What went wrong at 'deficient' 1 Stop Financial Services

clock 17 April 2014 •

Pensions

FCA bans advisers for pushing 2,000 clients into 'unsuitable SIPPs'

The Financial Conduct Authority (FCA) has banned two men from working in the industry for orchestrating unsuitable self-invested personal pension (SIPP) switches.

clock 17 April 2014 •

Regulation

Adviser masterclass: How to explain fees to clients

How to explain fees to clients

clock 14 April 2014 • 7 min read

Regulation

Trustees: We already do better than Osborne's 'guidance guarantee'

Many trust-based DC pension schemes already offer more than the ‘guidance guarantee' to their members and are worried about being forced to ‘dumb down' standards, according to the National Association of Pension Funds (NAPF).

clock 14 April 2014 •

Regulation

FCA wins Court of Appeal battle over land banking scheme

The Financial Conduct Authority (FCA) has won a Court of Appeal victory over a land banking scheme but said it is unlikely investors will get back all of their cash.

clock 14 April 2014 •

Regulation

Fraudsters target Axa Investment Managers

The Financial Conduct Authority (FCA) has issued a warning about fraudsters claiming to represent Axa Investment Managers UK.

clock 13 April 2014 •
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