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FCA

Pensions

In focus: The nitty gritty of Osborne's pension revolution

In focus: The nitty gritty of Osborne's pension revolution

clock 29 May 2014 •

Regulation

Wheatley: FCA to 'fast-track' advice model innovation

The Financial Conduct Authority (FCA) has made it a priority to help advisers innovate their business models to reach the middle market, chief executive Martin Wheatley said on Thursday.

clock 29 May 2014 •

Regulation

Simplified advice: Homegrown solutions to the lower value client problem

Homegrown solutions to the lower value client problem

clock 28 May 2014 •

Regulation

Zurich: FCA must investigate alternative long-stop ideas

Insurer Zurich welcomed the regulator's pledge to re-open the long-stop debate but suggested it should be looking at more options than just a 15-year liability period.

clock 28 May 2014 •

Regulation

FCA warns insurance intermediaries over conflicts of interest for small businesses

Conflicts of interest within insurance intermediaries dealing with small businesses are not being properly managed, a review by the Financial Conduct Authority (FCA) has found, in an echo of the concerns the regulator had about investment advisers that...

clock 27 May 2014 •

Income

Top annuity myths

Steve Lewis takes a look at the top misconceptions people hold about the annuity market.

clock 23 May 2014 •

Pensions

Picking up the pieces: Lessons from 1 Stop's SIPP failure

What happened at 1 Stop and what can advisers do to prevent SIPP suitability failures? Fiona Murphy takes a closer look.

clock 23 May 2014 •

Regulation

FOS rules against adviser in Harlequin test case

A group of investors in troubled overseas property sales agent Harlequin has claimed a first victory in its battle to receive compensation from advisers who 'facilitated' their investments.

clock 23 May 2014 •

Regulation

Barclays fined £26m for gold price fixing

The Financial Conduct Authority (FCA) has fined Barclays £26m for gold price fixing.

clock 23 May 2014 •

Regulation

No man's land: The perils of advisers writing business 'on the side'

Who is ultimately responsible for the business written by advisers affiliated with nationals or networks?

clock 22 May 2014 •
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