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FCA

Income

FCA modifies retirement income study to reflect Budget changes

The Financial Conduct Authority (FCA) has altered the scope of its retirement income study following the huge changes to annuity rules announced in the Budget.

clock 09 June 2014 •

Regulation

Adviser accuses FCA of failing in its duty in dealings with Coutts

The Financial Conduct Authority (FCA) has come under fire from an adviser who believes it is failing in its duty to "expose wrong-doing and enforce 'best practice'".

clock 06 June 2014 •

Regulation

APFA: Smallest advice firms' regulatory cost equals 20% of income

The smallest advice firms face the largest proportion of regulatory costs, with some paying up to 20% of their income, research commissioned by the Association of Professional Financial Advisers (APFA) has found.

clock 05 June 2014 •

Regulation

FCA warns consumers on IFA clone

The Financial Conduct Authority (FCA) has warned of a scam operation pretending to be Devon-based advice firm Investment & Financial Solutions Partnership.

clock 04 June 2014 •

Pensions

RP Poll: Pooled pensions

In this week's quick-fire poll we ask: Will pooled pensions lead to poor consumer outcomes?

clock 03 June 2014 •

RDR

FCA unveils RDR charging template following failings

The Financial Conduct Authority (FCA) has published a guide to how it will measure advisers' disclosure efforts against its expectations, after it detected "unacceptable" shortcomings in its latest post-Retail Distribution Review (RDR) work.

clock 03 June 2014 •

Mortgages

Regulator bans 112 mortgage 'professionals' since 2006

Data from the FCA

clock 02 June 2014 •

Investment

Fighting the tide to oursource: More than a third of IFAs still do all clients' investments in-house

A significant number of IFAs are refusing to bow to the pressure to outsource management of their clients' investment portfolios and are continuing to do the job themselves, according to a poll.

clock 30 May 2014 •

Regulation

FCA bans IFA for failing to disclose info on transaction

The Financial Conduct Authority (FCA) has banned a sole trader for failing to disclose information it requested about a transaction made on behalf of a client.

clock 30 May 2014 •

Pensions

In focus: The nitty gritty of Osborne's pension revolution

In focus: The nitty gritty of Osborne's pension revolution

clock 29 May 2014 •
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